SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Allspring Global Investments, LLC
Charlotte, NC
CRD 104973
Firm filing updated May 13, 2026 ·
- $475.8BAssets
- 301Advisory staff
- 11,055Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals7,267
- High net worth individuals1,893
- Charities501
- Corporations or other businesses424
- Insurance companies125
- and 4 more191
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 7,267 | $2.9 billion |
| High net worth individuals | 1,893 | $5.7 billion |
| Investment companies | 40 | $339.9 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $13.6 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 78 | $21.1 billion |
| Charitable organizations | 501 | $10.0 billion |
| State or municipal government entities (including government pension plans) | 65 | $25.3 billion |
| Insurance companies | 125 | $41.4 billion |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $918.3 million |
| Corporations or other businesses not listed above | 424 | $14.9 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$475.8 billion
- Accounts11,055
- Discretionary$475.8 billion · 11,051 accounts
- Non-discretionary$13.8 million · 4 accounts
People
- Employees956
- Advisory staff301
- Broker-dealer reps109
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 104973, SEC file 801-21122.
- Registered with the SEC as an investment advisor (status date on record: April 27, 1984).
Is Allspring Global Investments, LLC a fiduciary?
Short answer: Allspring Global Investments, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 109 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.