SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Cornerstone Wealth Planning
Charlotte, NC
Cornerstone Planning, LLC, CRD 166886
Firm filing updated February 10, 2026 ·
- $485.9MAssets
- 9Advisory staff
- 1,273Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals282
- High net worth individuals127
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 282 | $135.8 million |
| High net worth individuals | 127 | $343.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $4.3 million |
| Charitable organizations | Fewer than 5 clients | $2.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
See all 4 services
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$485.9 million
- Accounts1,273
- Discretionary$481.6 million · 1,272 accounts
- Non-discretionary$4.3 million · 1 accounts
People
- Employees13
- Advisory staff9
- Broker-dealer reps0
- Licensed insurance agents3
- Planning clients251 to 500
Advisors
8 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Cornerstone Planning, LLC SEC-registered investment advisor. CRD 166886, SEC file 801-119224.
- Registered with the SEC as an investment advisor (status date on record: July 31, 2020).
Is Cornerstone Wealth Planning a fiduciary?
Short answer: Cornerstone Wealth Planning is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.