SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Bragg Financial Advisors Inc
Charlotte, NC
CRD 108780
Firm filing updated September 17, 2026 ·
- $4.7BAssets
- 1,613Clients
- 15Advisory staff
- 1,613Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals794
- High net worth individuals743
- Charities38
- Corporations or other businesses36
- Investment companies2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 794 | $253.0 million |
| High net worth individuals | 743 | $3.1 billion |
| Investment companies | 2 | $1.1 billion |
| Charitable organizations | 38 | $61.7 million |
| Corporations or other businesses not listed above | 36 | $153.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 6 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$4.7 billion
- Accounts1,613
- DiscretionaryAll accounts
People
- Employees39
- Advisory staff15
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients251 to 500
Advisors
9 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 108780, SEC file 801-56890.
- Registered with the SEC as an investment advisor (status date on record: October 12, 1999).
Is Bragg Financial Advisors Inc a fiduciary?
Short answer: Bragg Financial Advisors Inc is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.