SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Hobart Wealth
Charlotte, NC
Hobart Private Capital, LLC, CRD 168494
Firm filing updated June 30, 2026 ·
- $558.2MAssets
- 11Advisory staff
- 2,074Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals558
- High net worth individuals167
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 558 | $315.5 million |
| High net worth individuals | 167 | $242.6 million |
| Charitable organizations | Fewer than 5 clients | $126,742 |
| Corporations or other businesses not listed above | Fewer than 5 clients | $14,627 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
See all 5 services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$558.2 million
- Accounts2,074
- Discretionary$554.6 million · 2,068 accounts
- Non-discretionary$3.7 million · 6 accounts
People
- Employees18
- Advisory staff11
- Broker-dealer reps0
- Licensed insurance agents7
- Planning clients1 to 10
Advisors
6 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Hobart Private Capital, LLC SEC-registered investment advisor. CRD 168494, SEC file 801-107338.
- Registered with the SEC as an investment advisor (status date on record: February 29, 2016).
Is Hobart Wealth a fiduciary?
Short answer: Hobart Wealth is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
7 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.