SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Cannon Advisors
Charlotte, NC
Cannon Advisors, Inc., CRD 293929
Firm filing updated March 23, 2026 ·
- $181.6MAssets
- 5Advisory staff
- 230Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals162
- High net worth individuals66
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 162 | $51.9 million |
| High net worth individuals | 66 | $127.6 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $2.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Assets and accounts
- Regulatory assets$181.6 million
- Accounts230
- DiscretionaryAll accounts
People
- Employees5
- Advisory staff5
- Broker-dealer reps0
- Licensed insurance agents5
- Planning clients0
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Cannon Advisors, Inc. SEC-registered investment advisor. CRD 293929, SEC file 801-121835.
- Registered with the SEC as an investment advisor (status date on record: July 23, 2021).
Is Cannon Advisors a fiduciary?
Short answer: Cannon Advisors is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
5 staff are licensed insurance agents and the firm is itself an insurance broker or agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.