SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Tannin Capital, LLC
Charlotte, NC
CRD 304238
Firm filing updated March 31, 2026 ·
- $824.9MAssets
- 6Advisory staff
- 532Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals64
- Individuals16
- Corporations or other businesses10
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 16 | $4.8 million |
| High net worth individuals | 64 | $130.6 million |
| Other investment advisors | Fewer than 5 clients | $117.0 million |
| Corporations or other businesses not listed above | 10 | $44.4 million |
| Other: "TRUST COMPANY" | Fewer than 5 clients | $528.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$824.9 million
- Accounts532
- Discretionary$460.2 million · 483 accounts
- Non-discretionary$364.7 million · 49 accounts
People
- Employees7
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 304238, SEC file 801-116787.
- Registered with the SEC as an investment advisor (status date on record: June 14, 2019).
Is Tannin Capital, LLC a fiduciary?
Short answer: Tannin Capital, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.