SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Blue Financial
Charlotte, NC
Blue Wealth Inc., CRD 330324
Firm filing updated February 26, 2026 ·
- $145.1MAssets
- 6Advisory staff
- 908Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals296
- High net worth individuals28
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 296 | $92.8 million |
| High net worth individuals | 28 | $52.3 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $61,145 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
See all 4 services
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$145.1 million
- Accounts908
- DiscretionaryAll accounts
People
- Employees11
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents3
- Planning clients0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Blue Wealth Inc. SEC-registered investment advisor. CRD 330324, SEC file 801-132547.
- Registered with the SEC as an investment advisor (status date on record: April 28, 2025).
Is Blue Financial a fiduciary?
Short answer: Blue Financial is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.