SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Linden Thomas Advisory Services, LLC
Charlotte, NC
CRD 288557
Firm filing updated May 27, 2026 ·
- $1.8BAssets
- 1,366Clients
- 8Advisory staff
- 7,111Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals836
- High net worth individuals432
- Pension and profit sharing plans88
- Charities5
- Corporations or other businesses5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 836 | $720.4 million |
| High net worth individuals | 432 | $892.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 88 | $154.5 million |
| Charitable organizations | 5 | $3.9 million |
| Corporations or other businesses not listed above | 5 | $497,443 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Assets and accounts
- Regulatory assets$1.8 billion
- Accounts7,111
- Discretionary$1.1 billion · 4,306 accounts
- Non-discretionary$653.7 million · 2,805 accounts
People
- Employees14
- Advisory staff8
- Broker-dealer reps10
- Licensed insurance agents0
- Planning clients51 to 100
Advisors
8 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 288557, SEC file 801-110683.
- Registered with the SEC as an investment advisor (status date on record: June 23, 2017).
Is Linden Thomas Advisory Services, LLC a fiduciary?
Short answer: Linden Thomas Advisory Services, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 10 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.