SEC-registered financial advisors in Oregon
This page lists 141 advisory firms with a main office in Oregon that are registered with the SEC and report individual clients. It is not every advisor in Oregon. Firms registered with Oregon's securities regulator instead of the SEC, and some SEC-registered firms, are not shown. The firms are listed A to Z. It is a list, not a ranking and not a recommendation. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.
Firms registered with the SEC in the last 12 months
City pages in Oregon
Showing 24 of 141
- 4:8 Financial$100M to $500MSEC recordPercentage of assets
- 44 Wealth Management LLC$100M to $500MSEC recordPercentage of assetsCommissions
- Aerodigm Wealth LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Aldrich Wealth LP$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Allium Financial Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Auxier Asset Management$500M to $1BSEC recordPercentage of assets
- Axia Wealth Management Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Axiom Wealth Strategies, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Becker Capital Management, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Blue Water Wealth$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Bridge City Capital, LLC$100M to $500MSEC recordPercentage of assets
- Capital Financial Planners$100M to $500MSEC recordPercentage of assetsHourly
- Capitol Family Office, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Capstone Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Capstone Wealth Management Group, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cascade Financial Strategies$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cascade Investment Advisors, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Catalyst Financial NW Corporation$100M to $500MSEC recordPercentage of assets
- Cedar Mountain Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- CGC Financial Services$500M to $1BSEC recordPercentage of assets
- Clarity Wealth Development, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- CLS Financial Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Compass Investment Advisers, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Connected Wealth Solutions, LLC$100M to $500MSEC recordPercentage of assets
- Continuity Wealth Management, Corp.$100M to $500MSEC recordPercentage of assets
- Copia Wealth Management$100M to $500MSEC recordPercentage of assets
- Cross Financial Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Crown Point Wealth Advisors$100M to $500MSEC recordPercentage of assets
- CS Planning Corp$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Cutler Investment Group$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- CWC Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Defined Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Deschutes Investment Consulting, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Elevation Capital Advisory$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Encompass Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assets
- Etesian Wealth Advisors, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Fairchild Capital LLC$100M to $500MSEC recordPercentage of assetsHourly
- Ferguson Wellman Capital Management, Inc.$1B or moreSEC recordPercentage of assets
- Fidelis Im$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Financial Investment Team ("Fit")$100M to $500MSEC recordPercentage of assetsHourly
- Foster & Wood, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Go Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Government Portfolio Advisors LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Grange Capital, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Headwater Investment Consulting, Inc.$500M to $1BSEC recordPercentage of assets
- Highroad Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assets
- Horst & Graben Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Human Investing$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Hurley Financial Group, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Icon Financial Services LLCUnder $25MSEC recordPercentage of assetsFixed or flat fee
- Inman Financial Services, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Integrity Wealth LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- J.P. Capital Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Jensen Investment Management Inc.$1B or moreSEC recordPercentage of assets
- JGC Tax & Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- JGP Wealth Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- JH Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Jones & Associates Premier Financial Solutions$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Keudell Morrison Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Kingsview Wealth Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Koenig Investment Advisory, LLC$100M to $500MSEC recordPercentage of assets
- Lifelong Wealth Management Group, LLC$100M to $500MSEC recordPercentage of assets
- Littlejohn Financial Services Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- M Financial Asset Management, Inc.$1B or moreSEC recordPercentage of assets
- M Holdings Securities, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Martin Capital Partners, LLC$100M to $500MSEC recordPercentage of assets
- Matisse Capital$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Mengis Capital Management, Inc.$500M to $1BSEC recordPercentage of assetsHourly
- Modernist Financial, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- MSP Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Multnomah Group, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- NBC Capital Advisors$500M to $1BSEC recordPercentage of assets
- Newbore Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- North Forty Two & Co.$100M to $500MSEC recordPercentage of assets
- Northside Capital Management LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Northwest Capital Management Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Northwest Quadrant Wealth Management$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Northwind Financial LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Optima Capital LLC$100M to $500MSEC recordPercentage of assetsHourly
- Orca Investment Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Oregon Pacific Wealth Management$100M to $500MSEC recordPercentage of assetsHourly
- Pace Financial Advisors$100M to $500MSEC recordPercentage of assetsHourly
- Pacific Coast Investment Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Pacific Ridge Capital Partners, LLC$100M to $500MSEC recordPercentage of assets
- Panoramic Capital Partners LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Peregrine Asset Advisers, Inc.$500M to $1BSEC recordPercentage of assetsOther
- Phillips and Company Advisors LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Physician Family Financial Advisors Inc$100M to $500MSEC recordFixed or flat fee
- Pinnacle Wealth Advisors$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Portland Private Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyPerformance-based
- Practice Financial Group$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Preisz Financial$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Price Financial Group Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Progressive Investment Management Corporation$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Quest Investment Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Range Financial Group, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Retirement Consulting Group, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Retirement Planning Specialists, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Rock Creek Wealth Management$100M to $500MSEC recordPercentage of assetsHourly
- Roehl & Yi Investment Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Roi Financial$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Rooted Financial Group, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Rutherford Investment Management$100M to $500MSEC recordPercentage of assets
- RVK, Inc.$500M to $1BSEC recordHourlyFixed or flat feeOther
- Samara Capital$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Sapient Private Wealth Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Scott Capital Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Sellwood Investment Partners LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Silver Oak Advisory Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Sittner & Nelson, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Skyline Financial Northwest$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- SMB Financial Services, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Soaring Investment Management, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Sound Investment Management Inc$100M to $500MSEC recordPercentage of assets
- Spectrum Strategic Capital Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Stancorp Investment Advisers, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Stangier Wealth Management$100M to $500MSEC recordPercentage of assets
- Strada Financial Group LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Summa Global Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Taurus Capital Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Tenbridge Partners LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- TPG Financial Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Tradewinds Wealth Management$100M to $500MSEC recordPercentage of assetsPerformance-based
- Tru Independence Asset Management 2, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Tru Independence Asset Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- True North Retirement Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- True Private Wealth Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- True Wealth Group$100M to $500MSEC recordPercentage of assetsHourly
- Uplevel Wealth$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Vergepointe Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Veridan Wealth$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Vision Capital Management Inc$1B or moreSEC recordPercentage of assets
- Vista Capital Partners, Inc.$1B or moreSEC recordPercentage of assets
- Von Borstel & Associates$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Wagner Planning$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Washington Park Capital Management, LLC$100M to $500MSEC recordPercentage of assets
- Wealth Advisors NW$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Welch Investment Group, LLC$100M to $500MSEC recordPercentage of assets
- Wellspring Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Willamette Financial Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Xena Financial Planning, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.