SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Preisz Financial
Portland, OR
Preisz Associates, Inc., CRD 144469
Firm filing updated March 27, 2026 ·
- $701.7MAssets
- 346Clients
- 8Advisory staff
- 352Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals195
- Pension and profit sharing plans102
- High net worth individuals49
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 195 | $61.2 million |
| High net worth individuals | 49 | $93.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 102 | $547.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$701.7 million
- Accounts352
- Discretionary$410.3 million · 106 accounts
- Non-discretionary$291.4 million · 246 accounts
People
- Employees10
- Advisory staff8
- Broker-dealer reps8
- Licensed insurance agents8
- Planning clients26 to 50
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Preisz Associates, Inc. SEC-registered investment advisor. CRD 144469, SEC file 801-115031.
- Registered with the SEC as an investment advisor (status date on record: April 18, 2019).
Is Preisz Financial a fiduciary?
Short answer: Preisz Financial is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 8 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
8 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.