SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Peregrine Asset Advisers, Inc.
Portland, OR
CRD 115738
Firm filing updated March 10, 2026 ·
- $611MAssets
- 476Clients
- 6Advisory staff
- 476Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals390
- High net worth individuals51
- Corporations or other businesses28
- Charities7
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 390 | $184.7 million |
| High net worth individuals | 51 | $399.5 million |
| Charitable organizations | 7 | $12.8 million |
| Corporations or other businesses not listed above | 28 | $13.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$611.0 million
- Accounts476
- Discretionary$606.1 million · 470 accounts
- Non-discretionary$4.9 million · 6 accounts
People
- Employees8
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients26 to 50
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 115738, SEC file 801-60608.
- Registered with the SEC as an investment advisor (status date on record: October 3, 2001).
Is Peregrine Asset Advisers, Inc. a fiduciary?
Short answer: Peregrine Asset Advisers, Inc. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.