SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Phillips and Company Advisors LLC
Portland, OR
CRD 167214
Firm filing updated March 26, 2026 ·
- $2.7BAssets
- 1,273Clients
- 13Advisory staff
- 2,675Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals934
- High net worth individuals176
- Pension and profit sharing plans134
- Corporations or other businesses19
- Charities10
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 934 | $239.7 million |
| High net worth individuals | 176 | $1.6 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 134 | $603.8 million |
| Charitable organizations | 10 | $109.4 million |
| Corporations or other businesses not listed above | 19 | $98.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "FOUNDATION AND ENDOWMENT CONSULTING"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "FOUNDATION AND ENDOWMENT CONSULTING"
Assets and accounts
- Regulatory assets$2.7 billion
- Accounts2,675
- Discretionary$1.2 billion · 2,527 accounts
- Non-discretionary$1.5 billion · 148 accounts
People
- Employees19
- Advisory staff13
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients251 to 500
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 167214, SEC file 801-63879.
- Registered with the SEC as an investment advisor (status date on record: October 31, 2011).
Is Phillips and Company Advisors LLC a fiduciary?
Short answer: Phillips and Company Advisors LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.