SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
CS Planning Corp
Portland, OR
CRD 149937
Firm filing updated June 30, 2026 ·
- $2BAssets
- 4,200Clients
- 49Advisory staff
- 9,340Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals3,649
- High net worth individuals541
- Corporations or other businesses10
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 3,649 | $886.5 million |
| High net worth individuals | 541 | $1.1 billion |
| Corporations or other businesses not listed above | 10 | $11.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Financial planning services
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$2.0 billion
- Accounts9,340
- DiscretionaryAll accounts
People
- Employees60
- Advisory staff49
- Broker-dealer reps11
- Licensed insurance agents23
- Planning clients1 to 10
Advisors
16 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 149937, SEC file 801-70381.
- Registered with the SEC as an investment advisor (status date on record: July 10, 2009).
Is CS Planning Corp a fiduciary?
Short answer: CS Planning Corp is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 11 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
23 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.