SEC-registered financial advisors in Minnesota
This page lists 211 advisory firms with a main office in Minnesota that are registered with the SEC and report individual clients. It is not every advisor in Minnesota. Firms registered with Minnesota's securities regulator instead of the SEC, and some SEC-registered firms, are not shown. The firms are listed A to Z. It is a list, not a ranking and not a recommendation. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.
Firms registered with the SEC in the last 12 months
City pages in Minnesota
Showing 24 of 211
- 360 Financial$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Abbey Street$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Abens Financial Services Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Access Financial Services, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Accredited Investors Wealth Management$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Acm$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Acumen Financial Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Advanced Advisor Group, LLCUnder $25MSEC recordPercentage of assetsHourly
- Advanced Capital Group$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Advisornet Wealth Partners$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Advisory Solutions Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Affiance Financial LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Ais Planning$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- All Star Financial$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- All Terrain Financial Advisors$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Allodium Investment Consultants, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Ameriprise Financial Services, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Asa Managed Account Managers LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Ballast Advisors, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feeCommissions
- Bannerstone Capital$100M to $500MSEC recordPercentage of assets
- Bearing Point Capital$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Berger Financial Group$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- BGM Wealth Management$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Birchwood Financial Partners, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Bluestem Wealth Partners, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Bond & Devick Wealth Partners$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Boulay Wealth$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Boulevard$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissionsOther
- Boyum Wealth Architects LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- BPS Capital Management, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Bright Angel Advisors LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Cahill Financial Advisors, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Caissa Wealth Strategies$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Capital Management Associates Inc$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Captar Private Wealth$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Cedar Cove Wealth Partners$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Cedrus Wealth Group$100M to $500MSEC recordPercentage of assets
- CFG Retirement$100M to $500MSEC recordPercentage of assetsHourly
- Cherry Tree Wealth Management, LLC$500M to $1BSEC recordPercentage of assets
- Christensen Group Financial, LLCUnder $25MSEC recordPercentage of assetsFixed or flat fee
- Cliftonlarsonallen Wealth Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Cloverfields Capital Group, LP$100M to $500MSEC recordPercentage of assets
- Colleen Weber CPA, LLC$100M to $500MSEC recordFixed or flat fee
- Colliers Securities LLC$100M to $500MSEC recordPercentage of assets
- Compass Capital Management Inc$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Contego Capital Group, Inc.$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Cordis Financial, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Cornerstone Wealth Advisors, Inc.$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Disciplined Growth Investors Inc$1B or moreSEC recordPercentage of assetsPerformance-based
- Dorval & Chorne Financial Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Dougherty & Associates Financial Advisors, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- DSG Capital Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Dunnavan & Co.$100M to $500MSEC recordPercentage of assets
- E-Wealth Partners$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Echo Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Efs Advisors$1B or moreSEC recordPercentage of assetsHourly
- Element Squared Private Wealth$100M to $500MSEC recordPercentage of assets
- Encore Wealth Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Enspyre Wealth Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Epiq Partners, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Everest Financial Group$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Excel Financial, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Excelsior Investors$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- FBD Asset MGMT$25M to $100MSEC recordPercentage of assets
- Feltl Advisors$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- FFP Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Fiat Wealth Management$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Fiduciary Counselling Inc$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Financial Empowerment LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Financial Perspectives$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- First Light Asset Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Flourish Wealth Management Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Focus Financial$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Fortress Financial Group, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Fpnavigators$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Freedom Financial Partners LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Gary L. Greenberg$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Gen Financial Management Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Gradient Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Gradient Investments, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Gradient Wealth Management$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Great River Financial$100M to $500MSEC recordPercentage of assetsHourly
- Great Waters Financial$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Greater Midwest Financial Group, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- GS Investment Inc$100M to $500MSEC recordPercentage of assets
- Guardian Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Guardian Wealth Strategies, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Hays Financial Group, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- High Note Wealth, LLC$500M to $1BSEC recordPercentage of assetsHourly
- Highmark Wealth Management LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Intellicents Investment Solutions Inc$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Isc Financial Advisors$1B or moreSEC recordPercentage of assetsHourly
- Iwealth$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Jnba Financial Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Jones Kertz & Associates, Inc.$100M to $500MSEC recordPercentage of assets
- Josh Arnold Investment Consultant, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Keystone Wealth Advisors, Incorporated$100M to $500MSEC recordPercentage of assetsHourly
- Knox Avenue Financial Corp.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Koob Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Kure Advisory, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Laurel Wealth Planning$100M to $500MSEC recordPercentage of assetsHourly
- Legacies Wealth LLC$500M to $1BSEC recordPercentage of assetsFixed or flat feeCommissions
- Legacy Financial Advisors Corporation$100M to $500MSEC recordPercentage of assetsCommissions
- Legacy Wealth$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Leuthold Weeden Capital Management$1B or moreSEC recordPercentage of assetsNewsletter subscriptionsFixed or flat fee
- Lfa$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Lifelong Wealth Advisors, Inc.$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Lifeplan Financial, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Logan Park Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Mairs & Power$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Mann Financial Group$100M to $500MSEC recordPercentage of assets
- Marks Group Wealth Management, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Marquette Wealth Management$1B or moreSEC recordPercentage of assets
- MD Financial Advisors / Vestment Financial$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- MHS Advisory Services, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Michael Traxler Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Midwest Financial Partners$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Minneapolis Portfolio Management Group, LLC$1B or moreSEC recordPercentage of assets
- MJT & Associates Financial Advisory Group, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Modus Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Murphy Pohlad Asset Management LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- MWM Wealth Advisory, LLC$100M to $500MSEC recordPercentage of assets
- Navista Wealth Management, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Navpoint Financial, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Nepsis, Inc.$100M to $500MSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat feeOther
- Next Century Growth Investors LLC$1B or moreSEC recordPercentage of assets
- Nicollet Investment Management, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- North American Wealth Advisors Inc.$100M to $500MSEC recordPercentage of assets
- North Compass Financial Advisors, LLC$100M to $500MSEC recordPercentage of assetsCommissions
- Northland Asset Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Northland Capital Management$100M to $500MSEC recordPercentage of assetsHourly
- Northrock Partners, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Oakwood Capital, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Okabena Investment Services Inc$1B or moreSEC recordPercentage of assets
- Pack Private Wealth, LLC$100M to $500MSEC recordPercentage of assets
- Paladin CapitalUnder $25MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Paladin Financial$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Palisade Asset Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Paradigm, Strategies in Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Parr McKnight Wealth Management Group$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Peak Financial Consulting, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Perceptive Edge Investment Management, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Peregrine Capital Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Perkins Capital Management Inc$100M to $500MSEC recordPercentage of assets
- Petros Family Wealth, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Phillip James Financial Co.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Pine Grove Financial Group$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Pitzl Financial$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- PSC Financial LLC$100M to $500MSEC recordPercentage of assets
- Punch & Associates Investment Management, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-basedOther
- Quantitative Asset Management, LLC$100M to $500MSEC recordPercentage of assets
- Quarry Hill Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- RBC Global Asset Management (U.S.) Inc.$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Redhawk Wealth Advisors, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Retire Agile$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Riverbridge$1B or moreSEC recordPercentage of assetsPerformance-based
- Rossjohnson & Associates, LLC$100M to $500MSEC recordPercentage of assetsCommissions
- Running Oak Capital LLC$500M to $1BSEC recordPercentage of assets
- Schwarz Dygos Wheeler Investment Advisors LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Secured Retirement Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Silveroak Wealth Management LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Sit Fixed Income Advisors II, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Sit Investment Associates, Inc$1B or moreSEC recordPercentage of assets
- Somerset Group LLC$100M to $500MSEC recordPercentage of assets
- Speece Thorson Capital Group Inc$100M to $500MSEC recordPercentage of assets
- Split Rock Private Trading and Wealth Management LLC$100M to $500MSEC recordPercentage of assets
- Stairway Partners, LLC$1B or moreSEC recordPercentage of assets
- Star Capital Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Stevens Foster Financial Advisors$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Stiles Financial Services, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Stonebridge Capital Advisors LLC$1B or moreSEC recordPercentage of assets
- Strategic Asset Management LLC.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Strategic Wealth Group$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Strong Tower Advisory Services$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Summit Creek Advisors$500M to $1BSEC recordPercentage of assets
- Summit Investment Advisory Services$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Superior Financial, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Tailwinds Wealth, LLC$100M to $500MSEC recordPercentage of assets
- Tealwood Asset Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- The Advocate Group, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- The Oak Ridge Financial Services Group, Inc$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- The Wealth Group - Austin B. Colby & Associates$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Thomas Leo Advisory, LLC$100M to $500MSEC recordPercentage of assets
- Thrivent Advisor Network, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Thrivent Investment Management Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Total Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Trademark Financial Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Tradition Wealth Management LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Trailhead Planners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Trott Brook Financial$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Trumix Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Twele Capital Management, Inc.$500M to $1BSEC recordPercentage of assetsHourly
- Twin Cities Retirement Group$100M to $500MSEC recordPercentage of assetsOther
- U.S. Bancorp Advisors, LLC$1B or moreSEC recordPercentage of assetsOther
- Ulland Investment Advisors, LLC$100M to $500MSEC recordPercentage of assets
- Underdog Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyOther
- Usadvisors Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Valtinson Bruner Financial Planning$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Van Clemens Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Vantage Point Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Vera Lake Capital, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Vermillion Wealth Management Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Wacker & Associates, Inc.$100M to $500MSEC recordPercentage of assetsHourlyPerformance-based
- Wealth Enhancement Advisory Services, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Webb Financial Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- White Oaks Wealth Advisors, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- White Pine Capital LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Winslow Capital Management LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Winter & Associates, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Wold Financial Group$100M to $500MSEC recordPercentage of assets
- Yes Wealth Management$100M to $500MSEC recordPercentage of assets
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.