SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Peregrine Capital Management, LLC
Minneapolis, MN
CRD 110052
Firm filing updated March 27, 2026 ·
- $4.1BAssets
- 11Advisory staff
- 61Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- State or municipal government entities (including government pension plans)8
- High net worth individuals6
- Pooled vehicles4
- Investment companies3
- Charities3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 6 | $43.1 million |
| Investment companies | 3 | $1.1 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $1.1 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $302.2 million |
| Charitable organizations | 3 | $60.5 million |
| State or municipal government entities (including government pension plans) | 8 | $1.4 billion |
| Insurance companies | Fewer than 5 clients | $86.5 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $10.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$4.1 billion
- Accounts61
- Discretionary$4.1 billion · 60 accounts
- Non-discretionary$15.9 million · 1 accounts
People
- Employees28
- Advisory staff11
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 110052, SEC file 801-21400.
- Registered with the SEC as an investment advisor (status date on record: June 15, 1984).
Is Peregrine Capital Management, LLC a fiduciary?
Short answer: Peregrine Capital Management, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.