SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Running Oak Capital LLC
Minneapolis, MN
CRD 286656
Firm filing updated August 12, 2026 ·
- $874.7MAssets
- 1,035Clients
- 2Advisory staff
- 1,035Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals1,017
- Charities10
- Corporations or other businesses7
- Investment companies1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 1,017 | $450.2 million |
| Investment companies | 1 | $368.0 million |
| Charitable organizations | 10 | $8.5 million |
| Corporations or other businesses not listed above | 7 | $48.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
Assets and accounts
- Regulatory assets$874.7 million
- Accounts1,035
- Discretionary$844.5 million · 883 accounts
- Non-discretionary$30.2 million · 152 accounts
People
- Employees3
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 286656, SEC file 801-110116.
- Registered with the SEC as an investment advisor (status date on record: March 15, 2017).
Is Running Oak Capital LLC a fiduciary?
Short answer: Running Oak Capital LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.