Lawrence Chan
Investment adviser representative at Running Oak Capital LLC
18 yearsExperience
1 stateRegistered in
$874.7MFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
18 years in the industry.
- Running Oak Capital LLCJun 2022 to now
- Not EmployedAug 2020 to May 2022
- J.P. Morgan Securities LLCOct 2008 to Jul 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (MN).
Running Oak Capital LLC
$874.7MAssets managed
1,035Clients
4Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4819537
- Firm CRD
- 286656