SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Mosaic Wealth
St. Louis, MO
Mosaic Family Wealth Partners, LLC, CRD 317377
Firm filing updated March 30, 2026 ·
- $2BAssets
- 807Clients
- 19Advisory staff
- 4,827Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- CommissionsYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- Performance-based feesNo
Who the firm serves
- Individuals453
- High net worth individuals321
- Pension and profit sharing plans13
- Charities11
- Corporations or other businesses9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 453 | $173.4 million |
| High net worth individuals | 321 | $1.7 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 13 | $72.3 million |
| Charitable organizations | 11 | $24.1 million |
| Corporations or other businesses not listed above | 9 | $48.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "CREDIT, CASH MANAGEMENT, AND INSURANCE SOLUTIONS"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "CREDIT, CASH MANAGEMENT, AND INSURANCE SOLUTIONS"
Assets and accounts
- Regulatory assets$2.0 billion
- Accounts4,827
- Discretionary$1.5 billion · 3,900 accounts
- Non-discretionary$515.6 million · 927 accounts
People
- Employees22
- Advisory staff19
- Broker-dealer reps2
- Licensed insurance agents2
- Planning clients581
Advisors
14 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Mosaic Family Wealth Partners, LLC SEC-registered investment advisor. CRD 317377, SEC file 801-122745.
- Registered with the SEC as an investment advisor (status date on record: November 24, 2021).
Is Mosaic Wealth a fiduciary?
Short answer: Mosaic Wealth is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 2 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
2 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.