James Robert Steiner
Investment adviser representative at Mosaic Wealth
11 yearsExperience
2 statesRegistered in
$2BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Mosaic WealthJan 2022 to now
- Mosaic Family Wealth Partners, LLCJan 2022 to now
- Purshe Kaplan Sterling InvestmentsFeb 2017 to Dec 2019
- Mosaic Family Wealth, LLCFeb 2015 to Dec 2021
Exams passed
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
Mosaic Wealth
Legal name: Mosaic Family Wealth Partners, LLC
$2BAssets managed
807Clients
19Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6146241
- Firm CRD
- 317377