Sean C Nicol
Investment adviser representative at Mosaic Wealth
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$2BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Mosaic WealthJan 2026 to now
- Osaic Institutions, Inc.Nov 2021 to Jan 2026
- Finemark National Bank and TrustOct 2021 to Jan 2026
- Royal AllianceOct 2020 to Oct 2021
- Hornor Townsend & Kent LLCSep 2019 to Oct 2020
- Strategy Financial Insurance, LLCJul 2018 to Aug 2019
- Strategy Financial Services. LLCJul 2018 to Aug 2019
- Thrivent FinancialSep 2016 to Jul 2018
- Thrivent Investment Management IncMay 2016 to Jul 2018
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Mosaic Wealth
Legal name: Mosaic Family Wealth Partners, LLC
$2BAssets managed
807Clients
19Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6635634
- Firm CRD
- 317377