SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
49 Financial
Austin, TX
49 Wealth Management, LLC, CRD 319484
Firm filing updated September 22, 2026 ·
- $1.4BAssets
- 3,839Clients
- 128Advisory staff
- 6,257Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- CommissionsYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals3,553
- High net worth individuals218
- Corporations or other businesses53
- Charities14
- Pension and profit sharing plans1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 3,553 | $650.1 million |
| High net worth individuals | 218 | $647.5 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $6.9 million |
| Charitable organizations | 14 | $41.9 million |
| Corporations or other businesses not listed above | 53 | $56.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$1.4 billion
- Accounts6,257
- DiscretionaryAll accounts
People
- Employees167
- Advisory staff128
- Broker-dealer reps51
- Licensed insurance agents150
- Planning clients51 to 100
Advisors
82 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: 49 Wealth Management, LLC SEC-registered investment advisor. CRD 319484, SEC file 801-123687.
- Registered with the SEC as an investment advisor (status date on record: September 8, 2022).
Is 49 Financial a fiduciary?
Short answer: 49 Financial is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 51 staff are broker-dealer representatives and the firm is itself a registered representative of a broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
150 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.