Amber C Allen
Investment adviser representative at 49 Financial
10 yearsExperience
1 stateRegistered in
$1.4BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Oakwood Capital Securities, Inc.Jan 2024 to now
- 49 FinancialFeb 2023 to now
- 49 Wealth Management, LLCJan 2023 to now
- Purshe Kaplan Sterling InvestmentsOct 2022 to Jan 2024
- Thrivent Advisor Network dba 49 FinancialAug 2022 to Dec 2022
- Amegy BankApr 2016 to Aug 2022
- LPL FinancialApr 2016 to Aug 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (TX).
49 Financial
Legal name: 49 Wealth Management, LLC
$1.4BAssets managed
3,839Clients
141Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5696964
- Firm CRD
- 319484