Nathan David Allen
Investment adviser representative at 49 Financial
8 yearsExperience
1 stateRegistered in
$1.4BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
8 years in the industry.
- 49 FinancialMay 2024 to now
- 49 Wealth Management LLCMar 2022 to now
- Oakwood Capital Securities, Inc.Jul 2024 to Dec 2024
- Purshe Kaplan Sterling InvestmentsJun 2022 to Jan 2024
- Walker Golf CourseAug 2021 to Nov 2021
- Peninsula ClubMay 2021 to Jul 2021
- Dick's Sporting GoodsMay 2020 to Aug 2020
- Carolina CutsMay 2019 to Jul 2019
- Clemson UniversityAug 2018 to May 2022
- CarabbasJun 2016 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (NC).
49 Financial
Legal name: 49 Wealth Management, LLC
$1.4BAssets managed
3,839Clients
141Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7577834
- Firm CRD
- 319484