SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Umb Private Wealth Management, LLC
Overland Park, KS
CRD 306374
Firm filing updated September 18, 2026 ·
- $124.7MAssets
- 46Clients
- 41Advisory staff
- 46Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals25
- Individuals16
- Pooled vehicles4
- Corporations or other businesses1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 16 | $8.5 million |
| High net worth individuals | 25 | $44.8 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $70.2 million |
| Corporations or other businesses not listed above | 1 | $1.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 7 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "CREATION AND MANAGEMENT OF PRIVATE INVESTMENTS AND FUNDS FOR SPECIAL PURPOSE VEHICLE INVESTMENT FUNDS AND FINANCIAL INSTITUTIONS"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Other: "CREATION AND MANAGEMENT OF PRIVATE INVESTMENTS AND FUNDS FOR SPECIAL PURPOSE VEHICLE INVESTMENT FUNDS AND FINANCIAL INSTITUTIONS"
Assets and accounts
- Regulatory assets$124.7 million
- Accounts46
- Discretionary$54.5 million · 42 accounts
- Non-discretionary$70.2 million · 4 accounts
People
- Employees94
- Advisory staff41
- Broker-dealer reps0
- Licensed insurance agents10
- Planning clients0
Advisors
26 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 306374, SEC file 801-117738.
- Registered with the SEC as an investment advisor (status date on record: December 5, 2019).
Is Umb Private Wealth Management, LLC a fiduciary?
Short answer: Umb Private Wealth Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
10 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.