James Lloyd Grassl
Investment adviser representative at Umb Private Wealth Management, LLC
13 yearsExperience
1 stateRegistered in
$124.7MFirm assets
6 yearsFirm in business
Are you James Lloyd Grassl? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Umb Private Wealth Management, LLCSep 2026 to now
- Johnson BankDec 2025 to Sep 2026
- Johnson Wealth Inc.Dec 2025 to Sep 2026
- Charles Schwab & Co., IncMar 2024 to Nov 2025
- Charles Schwab Bank SsbMar 2024 to Nov 2025
- School District of WaukeshaAug 2023 to Nov 2024
- Ameriprise Financial Services LLCJun 2022 to Feb 2024
- Country FinancialJan 2022 to Jun 2022
- Wilde AutomotiveAug 2019 to Feb 2022
- Firestone TiresDec 2018 to May 2020
- University of Wisconsin La CrosseAug 2018 to May 2022
- Kmf ConstructionMay 2018 to Aug 2018
- Concordia University ChicagoAug 2017 to May 2018
- Waukesha West High SchoolSep 2013 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (WI).
Umb Private Wealth Management, LLC
$124.7MAssets managed
46Clients
40Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7588793
- Firm CRD
- 306374