SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
TFB Advisors, LLC
Overland Park, KS
CRD 321870
Firm filing updated April 27, 2026 ·
- $840.2MAssets
- 19Advisory staff
- 2,832Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)Yes
- Hourly chargesNo
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals1,156
- High net worth individuals170
- Corporations or other businesses17
- Pension and profit sharing plans8
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,156 | $369.3 million |
| High net worth individuals | 170 | $428.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $8.2 million |
| Charitable organizations | Fewer than 5 clients | $1.4 million |
| Corporations or other businesses not listed above | 17 | $32.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$840.2 million
- Accounts2,832
- DiscretionaryAll accounts
People
- Employees23
- Advisory staff19
- Broker-dealer reps14
- Licensed insurance agents15
- Planning clients51 to 100
Advisors
11 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 321870, SEC file 801-126142.
- Registered with the SEC as an investment advisor (status date on record: July 21, 2022).
Is TFB Advisors, LLC a fiduciary?
Short answer: TFB Advisors, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 14 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
15 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.