Dee William James
Investment adviser representative at Tfb Advisors, LLC
22 yearsExperience
2 statesRegistered in
$840.2MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsSubscriptionFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
22 years in the industry.
- Tfb Advisors, LLCAug 2022 to now
- 3j Financial LLCJan 2021 to now
- Ameritas Investment Company, LLCJun 2006 to now
- Ameritas Life Insurance Corp.Jun 2006 to now
- Tax Favored BenefitsMay 2004 to now
- Ameritas Advisory Services, LLCNov 2021 to Jun 2023
Exams passed
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 2 states (KS, TX).
Tfb Advisors, LLC
$840.2MAssets managed
1,355Clients
18Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4525217
- Firm CRD
- 321870