SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Saxon Financial Group
Houston, TX
Saxon Interests, Inc., CRD 311687
Firm filing updated March 11, 2026 ·
- $679.1MAssets
- 15Advisory staff
- 1,859Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals314
- High net worth individuals195
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 314 | $98.1 million |
| High net worth individuals | 195 | $578.2 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $2.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$679.1 million
- Accounts1,859
- Discretionary$532.7 million · 1,463 accounts
- Non-discretionary$146.4 million · 396 accounts
People
- Employees19
- Advisory staff15
- Broker-dealer reps0
- Licensed insurance agents7
- Planning clients251 to 500
Advisors
8 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Saxon Interests, Inc. SEC-registered investment advisor. CRD 311687, SEC file 801-120283.
- Registered with the SEC as an investment advisor (status date on record: February 9, 2021).
Is Saxon Financial Group a fiduciary?
Short answer: Saxon Financial Group is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
7 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.