Richard Allan Saxon
Investment adviser representative at Saxon Financial Group
21 yearsExperience
1 stateRegistered in
$679.1MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Saxon Financail GroupFeb 2021 to now
- Saxon Interests, Inc.Feb 2021 to now
- N/aFeb 2014 to now
- Raymond James Financial Services Advisors, IncJan 2009 to now
- Saxon Financial GroupMay 2005 to now
- Saxon Interests S-corpMay 2005 to now
- Raymond James Financial Services, Inc.Apr 2005 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (TX).
Saxon Financial Group
Legal name: Saxon Interests, Inc.
$679.1MAssets managed
509Clients
15Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4066889
- Firm CRD
- 311687