SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Mosaic Advisors
Houston, TX
Mosaic Advisors LLC, CRD 164913
Firm filing updated July 24, 2026 ·
- $580.5MAssets
- 16Advisory staff
- 275Accounts
Fees and minimums
All fee types on the form
- Fixed feesYes
- Percentage of assets under managementNo
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals65
- Individuals7
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 7 | $1.2 million |
| High net worth individuals | 65 | $560.2 million |
| Charitable organizations | Fewer than 5 clients | $19.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Financial planning services
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$580.5 million
- Accounts275
- Discretionary$570.9 million · 269 accounts
- Non-discretionary$9.6 million · 6 accounts
People
- Employees27
- Advisory staff16
- Broker-dealer reps0
- Licensed insurance agents3
- Planning clients51 to 100
Advisors
13 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Mosaic Advisors LLC SEC-registered investment advisor. CRD 164913, SEC file 801-99369.
- Registered with the SEC as an investment advisor (status date on record: June 10, 2015).
Is Mosaic Advisors a fiduciary?
Short answer: Mosaic Advisors is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.