Nicholas David Pelini
Investment adviser representative at Mosaic Advisors
11 yearsExperience
1 stateRegistered in
$580.5MFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Mosaic AdvisorsJun 2025 to now
- Pelini Law Group, PllcNov 2022 to Jun 2025
- Mass Mutual / Strategic Financial GroupJan 2021 to Jun 2025
- Zwicker and AssociatesOct 2020 to Jan 2021
- UnemployedApr 2020 to Oct 2020
- Weatherford InternationalOct 2018 to Apr 2020
- South Texas College of Law HoustonAug 2015 to Oct 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
Mosaic Advisors
Legal name: Mosaic Advisors LLC
$580.5MAssets managed
72Clients
23Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7417115
- Firm CRD
- 164913