SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Main Management, LLC
San Francisco, CA
CRD 120361
Firm filing updated August 12, 2026 ·
- $1.9BAssets
- 253Clients
- 25Advisory staff
- 337Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals134
- Individuals79
- Corporations or other businesses24
- Charities10
- Pooled vehicles4
- and 1 more2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 79 | $73.3 million |
| High net worth individuals | 134 | $1.2 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $241.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $7.4 million |
| Charitable organizations | 10 | $112.6 million |
| Corporations or other businesses not listed above | 24 | $241.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$1.9 billion
- Accounts337
- Discretionary$1.6 billion · 250 accounts
- Non-discretionary$332.2 million · 87 accounts
People
- Employees27
- Advisory staff25
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
16 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 120361, SEC file 801-61113.
- Registered with the SEC as an investment advisor (status date on record: April 30, 2002).
Is Main Management, LLC a fiduciary?
Short answer: Main Management, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.