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Michael Mogavero

Investment adviser representative at Main Management, LLC
12 yearsExperience
1 stateRegistered in
$1.9BFirm assets
24 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

12 years in the industry.

  1. Main Management, LLCJan 2026 to now
  2. Paralel Distributors LLCNov 2025 to Jan 2026
  3. Arbor Court Capital, LLCApr 2025 to Oct 2025
  4. Potomac Fund ManagementOct 2024 to Jan 2026
  5. Quasar Distributors, LLCJan 2024 to Sep 2024
  6. Teramo AdvisorsOct 2023 to Sep 2024
  7. Wells Fargo Advisors Financial Network, LLCDec 2020 to Oct 2023
  8. Foreside Fund Services, LLCApr 2018 to Oct 2020
  9. Penn Capital Management Company, Inc.Mar 2018 to Oct 2020
  10. Seeking New Employment/ Moving Cross CountryOct 2017 to Mar 2018
  11. Clearbridge InvestmentsAug 2014 to Sep 2017
  12. Legg Mason & Co LLCAug 2014 to Sep 2017
  13. Legg Mason Investor Services LLCAug 2014 to Sep 2017

Exams passed

  • Series 66 · Uniform Combined State Law2010
  • Series 65 · Uniform Investment Adviser Law2021

State registrations

Registered as an investment adviser representative in 1 state (CA).

Main Management, LLC

$1.9BAssets managed
253Clients
25Advisers
24 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4369072
Firm CRD
120361
Advisor's SEC record (opens in a new tab)
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