SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Maia Wealth
Denver, CO
Maia Wealth, LLC, CRD 292817
Firm filing updated May 20, 2026 ·
- $973MAssets
- 2,148Clients
- 36Advisory staff
- 5,265Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals1,901
- High net worth individuals226
- Pension and profit sharing plans21
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,901 | $435.6 million |
| High net worth individuals | 226 | $532.5 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 21 | $5.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$973.0 million
- Accounts5,265
- Discretionary$967.0 million · 5,244 accounts
- Non-discretionary$6.0 million · 21 accounts
People
- Employees43
- Advisory staff36
- Broker-dealer reps0
- Licensed insurance agents36
- Planning clients51 to 100
Advisors
24 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Maia Wealth, LLC SEC-registered investment advisor. CRD 292817, SEC file 801-120452.
- Registered with the SEC as an investment advisor (status date on record: March 5, 2021).
Is Maia Wealth a fiduciary?
Short answer: Maia Wealth is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
36 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.