Stephen Allen Hartel
Investment adviser representative at Simplicity Wealth
17 yearsExperience
1 stateRegistered in
$4.3BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
17 years in the industry.
- Simplicity WealthOct 2026 to now
- Maia WealthSep 2023 to now
- LPL Financial LLCNov 2017 to Nov 2019
- Trilogy Capital, Inc.Nov 2015 to Sep 2023
- Trilogy Financial ServicesNov 2009 to Sep 2023
- National Planning CorporationNov 2009 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 1 state (CO).
Simplicity Wealth
Legal name: Simplicity Wealth LLC
$4.3BAssets managed
8,494Clients
251Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4570388
- Firm CRD
- 300572