SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Focus Advisor Solutions, LLC
St. Louis, MO
CRD 143319
Firm filing updated August 5, 2026 ·
- $41.5BAssets
- 35,101Clients
- 46Advisory staff
- 91,359Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals23,933
- High net worth individuals9,302
- Pension and profit sharing plans1,380
- Corporations or other businesses217
- Charities192
- and 2 more65
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 23,933 | $7.6 billion |
| High net worth individuals | 9,302 | $27.0 billion |
| Investment companies | 3 | $679,465 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1,380 | $122.5 million |
| Charitable organizations | 192 | $331.0 million |
| Other investment advisors | 62 | $5.9 billion |
| Corporations or other businesses not listed above | 217 | $582.3 million |
| Other: "CLIENTS IDENTIFIED AS "OTHER" BY INDEPENDENT REGISTERED ADVISORS" | 12 | $14.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 9 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "TURNKEY ASSET MANAGEMENT PROVIDER"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "TURNKEY ASSET MANAGEMENT PROVIDER"
Assets and accounts
- Regulatory assets$41.5 billion
- Accounts91,359
- Discretionary$23.2 billion · 42,909 accounts
- Non-discretionary$18.3 billion · 48,450 accounts
People
- Employees309
- Advisory staff46
- Broker-dealer reps16
- Licensed insurance agents0
- Planning clients0
Advisors
32 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 143319, SEC file 801-67641.
- Registered with the SEC as an investment advisor (status date on record: February 1, 2007).
Is Focus Advisor Solutions, LLC a fiduciary?
Short answer: Focus Advisor Solutions, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 16 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.