Sean C Brooks
Investment adviser representative at Focus Advisor Solutions, LLC
13 yearsExperience
2 statesRegistered in
$41.5BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Focus Advisor Solutions, LLCDec 2018 to now
- Foreside Financial Services, LLCOct 2018 to now
- Loring Ward Financial IncOct 2018 to Nov 2018
- Loring Ward Holdings, IncJun 2017 to Nov 2018
- Assetmark Brokerage, LLCAug 2014 to Jun 2017
- Centurion Capital Group, Inc.Sep 2013 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 2 states (IL, MO).
Focus Advisor Solutions, LLC
$41.5BAssets managed
35,101Clients
31Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5770872
- Firm CRD
- 143319