SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Efg Private Wealth Management (Americas) Corp.
Miami, FL
CRD 158905
Firm filing updated March 31, 2026 ·
- $2.3BAssets
- 25Advisory staff
- 696Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals205
- Corporations or other businesses170
- Individuals103
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 103 | $77.6 million |
| High net worth individuals | 205 | $735.5 million |
| Banking or thrift institutions | Fewer than 5 clients | $371.5 million |
| Charitable organizations | Fewer than 5 clients | $9.8 million |
| Corporations or other businesses not listed above | 170 | $1.1 billion |
| Other: "HOLDING COMPANY, FOUNDATION" | Fewer than 5 clients | $1.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$2.3 billion
- Accounts696
- Discretionary$1.9 billion · 688 accounts
- Non-discretionary$354.1 million · 8 accounts
People
- Employees56
- Advisory staff25
- Broker-dealer reps52
- Licensed insurance agents1
Advisors
28 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 158905, SEC file 801-72773.
- Registered with the SEC as an investment advisor (status date on record: October 3, 2011).
Is Efg Private Wealth Management (Americas) Corp. a fiduciary?
Short answer: Efg Private Wealth Management (Americas) Corp.
More detail
is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 52 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
1 staff member is a licensed insurance agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.