Humberto Romeo Garcia
Investment adviser representative at Efg Private Wealth Management (americas) Corp.
12 yearsExperience
1 stateRegistered in
$2.3BFirm assets
15 yearsFirm in business
Are you Humberto Romeo Garcia? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Efg Private Wealth Management (americas) Corp.Jan 2020 to now
- Efg Capital International CorpDec 2019 to now
- Mizuho Securities USA LLCNov 2018 to Nov 2019
- Bank Leumi USAApr 2014 to Nov 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (FL).
Efg Private Wealth Management (americas) Corp.
$2.3BAssets managed
479Clients
45Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4179663
- Firm CRD
- 158905