SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Capital Investment Advisors, LLC
Atlanta, GA
CRD 158055
Firm filing updated August 6, 2026 ·
- $8.2BAssets
- 55Advisory staff
- 17,148Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals3,552
- High net worth individuals2,462
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 3,552 | $1.8 billion |
| High net worth individuals | 2,462 | $6.4 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $17.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 5 services
- Selection of other advisors (including private fund managers)
- Other: "GENERAL CONSULTING ENGAGEMENTS"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "GENERAL CONSULTING ENGAGEMENTS"
Assets and accounts
- Regulatory assets$8.2 billion
- Accounts17,148
- Discretionary$8.2 billion · 17,093 accounts
- Non-discretionary$60.3 million · 55 accounts
People
- Employees107
- Advisory staff55
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
43 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 158055, SEC file 801-72532.
- Registered with the SEC as an investment advisor (status date on record: July 7, 2011).
Is Capital Investment Advisors, LLC a fiduciary?
Short answer: Capital Investment Advisors, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.