Michael E De la garza
Investment adviser representative at Capital Investment Advisors, LLC
12 yearsExperience
2 statesRegistered in
$8.2BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Capital Investment Advisors, LLCMar 2019 to now
- Perry Investment Solutions, LLCApr 2018 to May 2023
- Bank of America, N.A.Oct 2014 to Mar 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2014 to Mar 2019
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Capital Investment Advisors, LLC
$8.2BAssets managed
6,014Clients
59Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4473647
- Firm CRD
- 158055