SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Berkeley Advisors, Inc.
Atlanta, GA
CRD 134455
Firm filing updated February 5, 2026 ·
- $125.3MAssets
- 81Clients
- 2Advisory staff
- 314Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals43
- High net worth individuals38
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 43 | $23.8 million |
| High net worth individuals | 38 | $101.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Financial planning services
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$125.3 million
- Accounts314
- Discretionary$125.1 million · 303 accounts
- Non-discretionary$281,740 · 11 accounts
People
- Employees2
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients51 to 100
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 134455, SEC file 801-131712.
- Registered with the SEC as an investment advisor (status date on record: December 26, 2024).
Is Berkeley Advisors, Inc. a fiduciary?
Short answer: Berkeley Advisors, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.