Catherine Mary Mathis
Investment adviser representative at Berkeley Advisors, Inc.
13 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$125.3MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Berkeley Advisors, Inc.Nov 2004 to now
- Proequities, IncAug 2005 to May 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 3 states (GA, LA, TX).
Berkeley Advisors, Inc.
$125.3MAssets managed
81Clients
2Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4988760
- Firm CRD
- 134455