SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Ascentis Independent Advisors, LLC
Dallas, TX
CRD 322879
Firm filing updated July 13, 2026 ·
- $2.1BAssets
- 2,815Clients
- 39Advisory staff
- 7,464Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals2,080
- High net worth individuals610
- Corporations or other businesses71
- Pension and profit sharing plans44
- Charities9
- and 1 more1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 2,080 | $510.9 million |
| High net worth individuals | 610 | $1.5 billion |
| Investment companies | 1 | $26,319 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 44 | $13.2 million |
| Charitable organizations | 9 | $4.1 million |
| Corporations or other businesses not listed above | 71 | $91.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$2.1 billion
- Accounts7,464
- Discretionary$2.0 billion · 7,057 accounts
- Non-discretionary$131.9 million · 407 accounts
People
- Employees43
- Advisory staff39
- Broker-dealer reps4
- Licensed insurance agents33
- Planning clients51 to 100
Advisors
23 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 322879, SEC file 801-126441.
- Registered with the SEC as an investment advisor (status date on record: August 25, 2022).
Is Ascentis Independent Advisors, LLC a fiduciary?
Short answer: Ascentis Independent Advisors, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 4 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
33 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.