Joseph Clarence Leary
Investment adviser representative at Ascentis Independent Advisors, LLC
16 yearsExperience
1 stateRegistered in
$2.1BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- Ascentis Independent Advisors, LLCJan 2026 to now
- Org Partners, LLCFeb 2025 to Jan 2026
- Defender CapitalMar 2024 to Feb 2025
- Silver Oak SecuritiesJan 2024 to Mar 2024
- Jmp Securities LLCAug 2023 to Nov 2023
- Citizens Bank N.A.Aug 2019 to Nov 2023
- Citizens Capital MarketsAug 2019 to Nov 2023
- U.S. Bancorp Investments, Inc.Jul 2010 to Aug 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NC).
Ascentis Independent Advisors, LLC
$2.1BAssets managed
2,815Clients
51Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4670343
- Firm CRD
- 322879