SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Allaria Asset Management, LLC
Miami, FL
CRD 287513
Firm filing updated April 28, 2026 ·
- $179.6MAssets
- 4Advisory staff
- 19Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Performance-based feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Corporations or other businesses15
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | Fewer than 5 clients | $3.7 million |
| Corporations or other businesses not listed above | 15 | $175.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "NON-DISCRETIONARY INSTITUTIONAL RESEARCH AND STRATEGIC CONSULTING"
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "NON-DISCRETIONARY INSTITUTIONAL RESEARCH AND STRATEGIC CONSULTING"
Assets and accounts
- Regulatory assets$179.6 million
- Accounts19
- Discretionary$108.5 million · 14 accounts
- Non-discretionary$71.1 million · 5 accounts
People
- Employees6
- Advisory staff4
- Broker-dealer reps6
- Licensed insurance agents0
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 287513, SEC file 801-125025.
- Registered with the SEC as an investment advisor (status date on record: May 13, 2022).
Is Allaria Asset Management, LLC a fiduciary?
Short answer: Allaria Asset Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 6 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.