Humberto Lopez
Investment adviser representative at Allaria Asset Management, LLC
11 yearsExperience
1 stateRegistered in
$179.6MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Allaria Asset Management, LLCJul 2021 to now
- Allaria Securities, LLCJul 2021 to now
- Pruco Securities, LLCMay 2015 to Jun 2021
- The Prudential Insurance Company of AmericaMay 2015 to Jun 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (FL).
Allaria Asset Management, LLC
$179.6MAssets managed
15Clients
6Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4365800
- Firm CRD
- 287513