SEC-registered financial advisors in Wisconsin
This page lists 172 advisory firms with a main office in Wisconsin that are registered with the SEC and report individual clients. It is not every advisor in Wisconsin. Firms registered with Wisconsin's securities regulator instead of the SEC, and some SEC-registered firms, are not shown. The firms are listed A to Z. It is a list, not a ranking and not a recommendation. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.
Firms registered with the SEC in the last 12 months
City pages in Wisconsin
Showing 24 of 172
- 1492 Capital Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- 1834 Investment Advisors Co.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- 401k Investment Professionals$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Advisors Management Group Inc$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Affiliated Financial Advisors Inc$500M to $1BSEC recordPercentage of assets
- American Investment Advisors Inc$100M to $500MSEC recordPercentage of assets
- Annex Wealth Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Arcataur Capital Management LLC$100M to $500MSEC recordPercentage of assets
- Artisan Partners Limited Partnership$1B or moreSEC recordPercentage of assetsPerformance-based
- Associated Investment Services, Inc.$1B or moreSEC recordPercentage of assets
- Atlatl Advisers$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Avaii Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Baker Tilly Wealth Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Beadell A D Investment Counsel Inc$100M to $500MSEC recordPercentage of assets
- Bernicke Wealth Management$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- BKM Wealth Management$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Black Maple Capital Management LP$100M to $500MSEC recordPercentage of assetsPerformance-based
- Blackhawk Capital Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissionsOther
- Boardwalk Financial Strategies LLC$100M to $500MSEC recordPercentage of assetsHourly
- Breakthru Advisory Services, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Broadview Financial Management, LLC$500M to $1BSEC recordPercentage of assetsHourly
- Brook Capital$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Buska Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Calculated Wealth$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Campbell Newman Asset Management Inc$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Canopy Wealth Management$1B or moreSEC recordPercentage of assetsHourly
- Capital Innovations, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Capital Investment Services of America Inc$1B or moreSEC recordPercentage of assets
- Capital Wealth Advisors, Ltd.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Central Wealth Management LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Charter Capital Management, Inc$100M to $500MSEC recordPercentage of assets
- CLF Asset Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Client First Investment Management LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- CMG Wealth Advisors LLC$100M to $500MSEC recordPercentage of assets
- Coast Advisory LLC$100M to $500MSEC recordPercentage of assetsHourly
- Collar Capital Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Conceptual Financial Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Coordinated Capital Securities, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Copper Harbor Investment Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourly
- Cornerstone Financial Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cushing Capital Partners, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- CWP Private Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Dana Investment Advisors Inc$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Denali Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Diversified Management Inc$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Drake & Associates, LLC$500M to $1BSEC recordPercentage of assetsHourly
- Ecio, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Elite Wealth Management, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Ellenbecker Investment Group$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Endowment Wealth Management, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Enrich Financial Partners LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Entasis Asset Management LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Envision Financial LLC$100M to $500MSEC recordPercentage of assets
- ETF Model Solutions, LLCUnder $25MSEC recordPercentage of assetsOther
- Evexia Wealth, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Fiduciary Financial Planning Network$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Fiduciary Management, Inc.$1B or moreSEC recordPercentage of assets
- Financial Service Group Inc$100M to $500MSEC recordHourlyFixed or flat feeOther
- Financial Strategies, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Form Wealth Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Fortress Planning Group$100M to $500MSEC recordPercentage of assets
- Friedlander & Co Inc$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Gateway Wealth Partners, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Geneva Capital Management LLC$1B or moreSEC recordPercentage of assetsPerformance-basedOther
- Geneva Partners, LLC$100M to $500MSEC recordPercentage of assets
- Global Value Investment Corporation$100M to $500MSEC recordPercentage of assetsPerformance-based
- Global View Capital Management LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Goldstein Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Googins Advisors, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Granite Financial Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- H. C. Denison Co.$100M to $500MSEC recordPercentage of assets
- Harbour Investments, Inc.$1B or moreSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat feeCommissions
- Heartland Advisors, Inc.$1B or moreSEC recordPercentage of assets
- Heck Capital Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Hoff Private Wealth$100M to $500MSEC recordPercentage of assets
- Iag Wealth Partners, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Intrinsic Investors LLC$100M to $500MSEC recordPercentage of assets
- Isthmus Partners, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Jacobson & Schmitt Advisors, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Jansen Wealth Management LLC$100M to $500MSEC recordPercentage of assets
- John F Suby Wealth Management LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Johnson Wealth Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Jordan Financial Life Planning$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- KCD Financial, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Kerberrose Wealth Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- KLCM Advisors, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Kom Wealth Management Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Kult Wealth Management Group, LLC$100M to $500MSEC recordPercentage of assetsOther
- Landaas & Company$1B or moreSEC recordPercentage of assetsHourlyCommissions
- Lasalle Investment Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeCommissionsPerformance-based
- Leach, Bickmore & Weiss Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyOther
- Leverty Financial Group, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Liberty Financial Group, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Macco Financial Group, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Madison Investment Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Madison Partners$1B or moreSEC recordPercentage of assets
- Marietta Investment Partners, LLC$500M to $1BSEC recordPercentage of assets
- Mbe Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- McGlone Suttner Wealth Management, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- McKinley Money, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Mendota Financial Group, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Midwest Professional Planners, Ltd.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Milborn Advisors, Ltd$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Milestone Investment Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourly
- Morgan-Aly Wealth Management, LLC$100M to $500MSEC recordPercentage of assets
- Morgan Dempsey Capital Management LLC$100M to $500MSEC recordPercentage of assets
- Mueller Wealth$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- N.E.W. Advisory Services, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feeCommissions
- National Investment Services of America, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Neuenschwander Asset Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Nicholas Co Inc$1B or moreSEC recordPercentage of assetsPerformance-based
- Nicolet Wealth Management$1B or moreSEC recordPercentage of assets
- North Star Asset Management Inc$1B or moreSEC recordPercentage of assets
- Oarsman Capital, Inc$1B or moreSEC recordPercentage of assets
- Omni Financial LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Operose Advisors LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Orgel Wealth Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Packerland Brokerage Services, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Paladin Partners$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Park Capital Management, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Pavlic Investment Advisors, Inc.$100M to $500MSEC recordPercentage of assets
- PJS Investment Management$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Plus Group Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyOther
- Poehling Capital Management, Inc.$500M to $1BSEC recordPercentage of assetsHourlyCommissions
- Portfolio Design Services, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Professional Financial Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Provident Trust Company$1B or moreSEC recordPercentage of assets
- Reinhart Partners, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Resonant Capital Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Retirement Income Strategies, LLC$100M to $500MSEC recordPercentage of assetsHourlyNewsletter subscriptions
- Retirement Wealth Solutions LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Review Services Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Richardson Capital Management, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Richmond Investment Services LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Riverwater Partners LLC$500M to $1BSEC recordPercentage of assetsHourly
- Robert W. Baird & Co. Incorporated$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther
- Rosemeyer Management Group$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Schamberger, Greylak & Utterback Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyCommissions
- Schaper Benz & Wise Investment Counsel Inc$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Sentinel Advisory Group, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Shakespeare Wealth Management, LLC$500M to $1BSEC recordPercentage of assets
- Significance Capital Management LLCUnder $25MSEC recordPercentage of assets
- Sims Capital Management LLC$25M to $100MSEC recordPercentage of assetsOther
- Skylands Capital, LLC$500M to $1BSEC recordPercentage of assetsPerformance-based
- Spectrum Investment Advisors, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Sterling Capital Management Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Stonehaven Wealth & Tax Solutions$100M to $500MSEC recordPercentage of assets
- Sugar Maple Asset Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Sullivan Investment Management LLC$100M to $500MSEC recordPercentage of assets
- Sumnicht & Associates, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Sycamore Investment Consulting Services, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- T. Anton Investment House, Inc.$100M to $500MSEC recordPercentage of assets
- The Kieckhefer Group$100M to $500MSEC recordPercentage of assets
- The Milwaukee Company$1B or moreSEC recordPercentage of assets
- The Milwealth Group, LLC$100M to $500MSEC recordPercentage of assets
- Thompson Investment Management, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Tidal Investments LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Titletown Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Transcend Advisor Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Uncommon Cents Investing$500M to $1BSEC recordPercentage of assetsHourly
- Uniplan Investment Counsel, Inc.$100M to $500MSEC recordPercentage of assets
- Valley Wealth Management$100M to $500MSEC recordPercentage of assets
- Verus Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Vestura, LLC$100M to $500MSEC recordPercentage of assets
- Walkner Condon Financial Advisors LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Walleye Partners LLC$100M to $500MSEC recordPercentage of assets
- Wea Financial Advisors, Inc.$500M to $1BSEC recordPercentage of assetsHourly
- Winch Financial$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Windward Wealth Strategies, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Wisconsin Capital Management, LLC$100M to $500MSEC recordPercentage of assets
- Wisconsin Wealth Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Yahara Wealth Management LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.