SEC-registered financial advisors in Vermont
This page lists 31 advisory firms with a main office in Vermont that are registered with the SEC and report individual clients. It is not every advisor in Vermont. Firms registered with Vermont's securities regulator instead of the SEC, and some SEC-registered firms, are not shown. The firms are listed A to Z. It is a list, not a ranking and not a recommendation. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.
Firms registered with the SEC in the last 12 months
City pages in Vermont
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Showing 24 of 31
- 44 North Capital, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Antoine Williams & Associates Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Bennington Financial Planning Group$100M to $500MSEC recordPercentage of assetsHourly
- Birchview Capital, LP$100M to $500MSEC recordPercentage of assetsPerformance-based
- Broadlake Financial Management$100M to $500MSEC recordPercentage of assets
- Champlain Investment Partners, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Clean Yield Asset Management$500M to $1BSEC recordPercentage of assetsFixed or flat feeOther
- Copper Leaf Financial, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- DWV Advisors, LLC$100M to $500MSEC recordPercentage of assets
- Equinox Financial Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Esi Financial Advisors$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Farrow Financial Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Hanson & Doremus Investment Management$1B or moreSEC recordPercentage of assetsHourly
- Hutner Capital Management Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-basedOther
- Intrack Investment Management, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-basedOther
- M. Kraus & Company$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Manchester Capital Management LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Maple Capital Management, Inc.$1B or moreSEC recordPercentage of assets
- Marble Trail Advisors$500M to $1BSEC recordPercentage of assetsFixed or flat feeOther
- Milne Financial Planning, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- One Day in July LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Otto & Associates, Inc.$100M to $500MSEC recordPercentage of assetsHourly
- Pathway Financial Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Poulos Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Prentiss Smith & Company, Inc.$100M to $500MSEC recordPercentage of assets
- Quantum Leap Capital, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Rock Point Advisors, LLC$500M to $1BSEC recordPercentage of assets
- Silverlake Wealth Management LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Stage 2 Planning Partners LLC$100M to $500MSEC recordPercentage of assetsHourly
- Westview Investment Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Williams Financial, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.