SEC-registered financial advisors in Tennessee
This page lists 169 advisory firms with a main office in Tennessee that are registered with the SEC and report individual clients. It is not every advisor in Tennessee. Firms registered with Tennessee's securities regulator instead of the SEC, and some SEC-registered firms, are not shown. The firms are listed A to Z. It is a list, not a ranking and not a recommendation. Registration does not mean the SEC approves or recommends a firm, and it does not imply a certain level of skill or training.
Firms registered with the SEC in the last 12 months
City pages in Tennessee
Showing 24 of 169
- 12th Street Asset Management$500M to $1BSEC recordPercentage of assetsPerformance-based
- Abound Wealth Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Acumen Wealth Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Agp Franklin, LLC$100M to $500MSEC recordPercentage of assets
- Aj Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Aldebaran Financial Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Alliance Wealth Management Partners LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- AllianceBernstein L.P.$1B or moreSEC recordPercentage of assetsNewsletter subscriptionsFixed or flat feeCommissionsPerformance-based
- Am Investment Strategies, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Apex Strategic Wealth, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Ashdon Investment Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- B. Riley Wealth Advisors, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Barksdale Investment Management$1B or moreSEC recordPercentage of assets
- Barnett & Co Inc$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- BCS Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Beacon Capital Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Bellwether Investment Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Blong Financial$100M to $500MSEC recordPercentage of assets
- Blue Ridge Wealth Planners$100M to $500MSEC recordPercentage of assetsOther
- Brandon Financial Planning, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Brogan Financial$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Brooks, Moore & Associates, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Caldwell Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Calydon Capital, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Campbell Asset Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cap Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyOther
- Capital Square, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Capitalspring$1B or moreSEC recordPercentage of assetsPerformance-based
- Cardinal Wealth Advisory, LLC$100M to $500MSEC recordPercentage of assets
- Carmichael Creel Investments$100M to $500MSEC recordPercentage of assets
- Chamberlain Lane Capital, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Chickasaw Capital Management, LLC$1B or moreSEC recordPercentage of assetsCommissionsPerformance-based
- Cogentblue$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Commerce Advisors, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Coordinated Wealth Management, L.L.C.$100M to $500MSEC recordFixed or flat feeOther
- Cornerstone Wealth Management Group$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cosey Financial Services, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Councilmark Asset Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Cravens & Company Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Creative Investment Group$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Creekside Capital, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- CW Securities, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Cypress Capital, LLC$100M to $500MSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat fee
- Davis, Davis and Conover Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Decker Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Delta Asset Management, LLC$1B or moreSEC recordPercentage of assets
- Disciplina Capital Management, LLC$1B or moreSEC recordPercentage of assets
- Dorian Eason Asset Management, LLC$25M to $100MSEC recordPercentage of assets
- Dorian Investment Advisory LLC$100M to $500MSEC recordPercentage of assets
- Duncan Williams Asset Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Efinancial Alliance, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Ellis Financial Planning$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Envision Financial Planning, LLC$100M to $500MSEC recordPercentage of assetsHourly
- Erisa Advisers, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Eudaimonia Asset Management, LLC$100M to $500MSEC recordOther
- Evergreen Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feeOther
- FCG Investment Company$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Fielder Capital Group LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Financial Management Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Fortitude Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Frazee Investment Consulting, Inc.$100M to $500MSEC recordPercentage of assetsFixed or flat feeOther
- Fuerst Financial Group, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Future Capital$1B or moreSEC recordPercentage of assets
- Genesis Investments$100M to $500MSEC recordPercentage of assets
- Gerber/Taylor Management LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Guardian Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- HHM Wealth Advisors, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Highland Capital Management, LLC$1B or moreSEC recordPercentage of assetsPerformance-basedOther
- HMS Investment Advisors$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Hogan Investment Counsel, LLC$100M to $500MSEC recordPercentage of assets
- HS Wealth Partners$100M to $500MSEC recordPercentage of assets
- Hull Wealth Management$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Innovative Advisory Partners, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Insight Strategic Wealth LLC$100M to $500MSEC recordPercentage of assetsHourly
- Integra Wealth$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Integrity Capital Management$100M to $500MSEC recordPercentage of assetsHourly
- J. Mark Nickell & Co.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Jefferson Bridge Capital, LLC$100M to $500MSEC recordPercentage of assets
- Kelman Lazarov Inc$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Key Capital Management, Inc.$100M to $500MSEC recordPercentage of assets
- Keystone Financial Resources, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Kimery Wealth Management, LLC$500M to $1BSEC recordPercentage of assetsFixed or flat fee
- Knox Wealth Partners Advisory$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Laffer Tengler Investments, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- LBMC Investment Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Leading Edge Financial Planning LLC$500M to $1BSEC recordPercentage of assets
- Leconte Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Lee Danner & Bass Inc$1B or moreSEC recordPercentage of assets
- Legacy Wealth Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Lexington Financial/Life Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Luken Investment Analytics, LLC$100M to $500MSEC recordPercentage of assetsNewsletter subscriptionsOther
- Marsh Wealth Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Martin & Company Investment Counsel$1B or moreSEC recordPercentage of assets
- McCay Wealth Advisory LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Mercury Investment Group$100M to $500MSEC recordPercentage of assets
- Moon Capital Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Music Row Wealth Management$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- NBZ Investment Advisors, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Newsouth Capital Management Inc$1B or moreSEC recordPercentage of assetsPerformance-based
- NFC Investments, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Optivise Advisory Services LLC$100M to $500MSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat fee
- &Partners$1B or moreSEC recordPercentage of assetsHourlyNewsletter subscriptionsFixed or flat feeCommissionsPerformance-basedOther
- Patriot Investment Management Group Inc$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Patten and Patten, Inc.$1B or moreSEC recordPercentage of assetsFixed or flat fee
- Patton Albertson Miller Group, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Paul Winkler, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Pharos Capital Group, LLC$500M to $1BSEC recordPercentage of assetsPerformance-based
- Planrock Wealth Strategies, LLC$25M to $100MSEC recordPercentage of assetsFixed or flat fee
- Pope Asset Management, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- Preserver Partners$100M to $500MSEC recordPercentage of assets
- Private Wealth Management, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Proffitt & Goodson Inc.$500M to $1BSEC recordPercentage of assetsHourlyOther
- Providence Wealth Management LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- Provident Wealth Management, LLC$500M to $1BSEC recordPercentage of assets
- Pya Waltman Capital, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Quality Financial Concepts$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Rather & Kittrell, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat feeCommissions
- Rayburn West Financial Services$100M to $500MSEC recordPercentage of assets
- RBG Wealth Advisors LLC$100M to $500MSEC recordPercentage of assets
- Red Door Wealth Management, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Reliant Investment Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Retirement Planning Services$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Retirement Solutions Group$100M to $500MSEC recordFixed or flat feeOther
- Ridgepath Capital Management LLC$100M to $500MSEC recordPercentage of assetsHourlyOther
- Roan Capital Partners$100M to $500MSEC recordPercentage of assetsHourly
- Rubicon Founders, LLC$1B or moreSEC recordPercentage of assetsPerformance-based
- Sage Investment Counsel$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Sageguard Financial Group, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Sagepoint Capital Partners LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Sagespring Wealth Partners$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Sanford C. Bernstein & Co., LLC$1B or moreSEC recordPercentage of assetsNewsletter subscriptionsFixed or flat feeCommissionsPerformance-basedOther
- SavvyfiUnder $25MSEC recordFixed or flat fee
- Sentry, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feeOther
- Seven Springs Wealth Group$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Shayne & Jacobs, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Silver Oak Securities, Inc.$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Silverleafe Capital Partners, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat feePerformance-based
- Smith & Co Advisory LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Southeastern Asset Management Inc.$1B or moreSEC recordPercentage of assetsPerformance-based
- Southern Capital Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourly
- Southernsun Asset Management LLC$500M to $1BSEC recordPercentage of assets
- Steel Grove Capital Advisors, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feePerformance-based
- Strategic Advisory Services$100M to $500MSEC recordPercentage of assets
- Strategic Wealth Partners LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Summit Asset Management LLC$1B or moreSEC recordPercentage of assetsHourly
- TBH Global Asset Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- TCM$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- TD Capital Management LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Templeton & Phillips Capital Management, LLC$100M to $500MSEC recordPercentage of assetsPerformance-based
- The Nalls Sherbakoff Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- The Pacific Financial Group, Inc.$1B or moreSEC recordPercentage of assets
- The Patten Group, Inc.$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Thoroughbred Financial Services, LLC$1B or moreSEC recordPercentage of assetsFixed or flat feeCommissions
- Tranquility Partners, LLC$500M to $1BSEC recordPercentage of assets
- Truehaven Capital$25M to $100MSEC recordPercentage of assetsHourlyFixed or flat feePerformance-based
- Trusco Investment Management, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Tvamp, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Tyner Capital Management Investment Counsel, Inc.$100M to $500MSEC recordPercentage of assets
- Valor Financial Services, LLC$100M to $500MSEC recordPercentage of assets
- Valtrion Capital Management, LLC$100M to $500MSEC recordPercentage of assetsFixed or flat fee
- Values First Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Virtue Capital Management, LLC$1B or moreSEC recordPercentage of assetsHourlyFixed or flat fee
- Visionary Horizons, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- W Advisors LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Wealth Preservation Advisors, LLC$500M to $1BSEC recordPercentage of assets
- William Howard & Co. Financial Advisors, Inc.$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat fee
- Witt Financial Group, LLC$100M to $500MSEC recordPercentage of assetsHourlyFixed or flat feeOther
- WMG Financial Advisors, LLC$500M to $1BSEC recordPercentage of assetsHourlyFixed or flat fee
- Woodmont Investment Counsel, LLC$1B or moreSEC recordPercentage of assets
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.